ma: Add device pics, spell-check
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@ -1630,7 +1630,7 @@
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@Online{eevblog01,
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@Online{eevblog01,
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author = {Dave Jones},
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author = {Dave Jones},
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date = {2013-01-08},
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date = {2013-01-08},
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title = {EEVblog #409 - EDMI - Smart Meter Teardown},
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title = {EEVblog 409 - EDMI - Smart Meter Teardown},
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url = {https://www.youtube.com/watch?v=dm-yZ1N3xmc},
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url = {https://www.youtube.com/watch?v=dm-yZ1N3xmc},
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urldate = {2020-06-03},
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urldate = {2020-06-03},
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}
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}
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@ -119,7 +119,7 @@
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%FIXME: sprinkle this section with citations.
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%FIXME: sprinkle this section with citations.
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In the power grid as in other engineered systems we can observe an ongoing diffusion of information systems into
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In the power grid as in other engineered systems we can observe an ongoing diffusion of information systems into
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industrial control systems. Automation of these control systems has been practised for the better part of a century
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industrial control systems. Automation of these control systems has been practiced for the better part of a century
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already. Throughout the 20th century this automation was mostly limited to core components of the grid. Generators in
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already. Throughout the 20th century this automation was mostly limited to core components of the grid. Generators in
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power stations are computer-controlled according to electromechanical and economic models. Switching in substations is
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power stations are computer-controlled according to electromechanical and economic models. Switching in substations is
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automated to allow for fast failure recovery. Human operators are still vital to these systems, but their tasks have
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automated to allow for fast failure recovery. Human operators are still vital to these systems, but their tasks have
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@ -143,7 +143,7 @@ shift from a purely passive role to being active participants of the electricity
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To match this new landscape of decentralized generation and unpredictable renewable resources the utility industry has
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To match this new landscape of decentralized generation and unpredictable renewable resources the utility industry has
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had to adapt itself in major ways. One aspect of this adaption that is particularly visible to ordinary people is the
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had to adapt itself in major ways. One aspect of this adaption that is particularly visible to ordinary people is the
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computerization of end-user energy metering. Despite the widespread use of industrial control systems inside the
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computerization of end-user energy metering. Despite the widespread use of industrial control systems inside the
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electrical grid and the far-reaching diffusion of computers into people's everyday lifes the energy meter has long been
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electrical grid and the far-reaching diffusion of computers into people's everyday lives the energy meter has long been
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one of the last remnants of an offline, analog time. Until the 2010s many households were still served through
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one of the last remnants of an offline, analog time. Until the 2010s many households were still served through
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electromechanical Ferraris-style meters that have their origin in the late 19th
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electromechanical Ferraris-style meters that have their origin in the late 19th
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century\cite{borlase01,ukgov04,bnetza02}. Today under the umbrella term \emph{Smart Metering} the shift towards fully
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century\cite{borlase01,ukgov04,bnetza02}. Today under the umbrella term \emph{Smart Metering} the shift towards fully
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@ -152,7 +152,7 @@ smooth overall with some countries severely lagging behind other countries. As a
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metering technology is usually standardized on a per-country basis. This leads to an inhomogenous landscape with in some
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metering technology is usually standardized on a per-country basis. This leads to an inhomogenous landscape with in some
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instances wildly incompatible systems. Often vendors only serve a single country or have separate models of a meter for
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instances wildly incompatible systems. Often vendors only serve a single country or have separate models of a meter for
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each country. This complex standardization landscape and market situation has led to a proliferation of highly complex,
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each country. This complex standardization landscape and market situation has led to a proliferation of highly complex,
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custom-coded microcontroller firwmare. The complexity and scale of this often network-connected firmware makes for a
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custom-coded microcontroller firmware. The complexity and scale of this often network-connected firmware makes for a
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ripe substrate for bugs to surface.
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ripe substrate for bugs to surface.
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A remotely exploitable flaw inside a smart meter's firmware\footnote{
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A remotely exploitable flaw inside a smart meter's firmware\footnote{
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@ -178,7 +178,7 @@ components of the smart meter that are threatened by remote compromise are equip
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\emph{safety reset controller} that listens for a reset command transmitted through the electrical grid's frequency and
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\emph{safety reset controller} that listens for a reset command transmitted through the electrical grid's frequency and
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on reception forcibly resets the smart meter's entire firmware to a known-good state. Our safety reset controller
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on reception forcibly resets the smart meter's entire firmware to a known-good state. Our safety reset controller
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receives commands through Direct Sequence Spread Spectrum (DSSS) modulation carried out on grid frequency through a
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receives commands through Direct Sequence Spread Spectrum (DSSS) modulation carried out on grid frequency through a
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large controllable load such as an aluminium smelter. After forward error correction and cryptographic verification it
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large controllable load such as an aluminum smelter. After forward error correction and cryptographic verification it
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re-flashes the meter's main microcontroller over the standard JTAG interface.
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re-flashes the meter's main microcontroller over the standard JTAG interface.
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In this thesis, starting from a high level architecture we have carried out extensive simulations of our proposal's
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In this thesis, starting from a high level architecture we have carried out extensive simulations of our proposal's
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@ -195,7 +195,7 @@ modern power grids.
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\subsection{Structure of the electrical grid}
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\subsection{Structure of the electrical grid}
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The electical grid is composed of a large number of systems such as distribution systems, power stations and substations
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The electrical grid is composed of a large number of systems such as distribution systems, power stations and substations
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interconnected by long transmission lines. Mostly due to ohmic losses\footnote{
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interconnected by long transmission lines. Mostly due to ohmic losses\footnote{
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Power dissipation of a resistor of resistance $R [\Omega]$ given current $I [A]$ is $P_\text{loss} [W] =
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Power dissipation of a resistor of resistance $R [\Omega]$ given current $I [A]$ is $P_\text{loss} [W] =
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U_\text{drop} \cdot I = I^2 \cdot R$. Fixing power $P_\text{transmitted} [W] = U_\text{line} \cdot I$ this yields a
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U_\text{drop} \cdot I = I^2 \cdot R$. Fixing power $P_\text{transmitted} [W] = U_\text{line} \cdot I$ this yields a
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@ -208,7 +208,7 @@ the efficiency of transmission of electricity through long transmission lines in
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voltage\cite{crastan01,simon01}. % simon01: p. 425, 9.4.1.1, crastan p.55, 3.1
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voltage\cite{crastan01,simon01}. % simon01: p. 425, 9.4.1.1, crastan p.55, 3.1
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In practice economic considerations take into account a reduction of the considerable transmission losses (about
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In practice economic considerations take into account a reduction of the considerable transmission losses (about
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\SI{6}{\percent} in case of Germany\cite{destatis01}) as well as the cost of equipment such as additional transformers
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\SI{6}{\percent} in case of Germany\cite{destatis01}) as well as the cost of equipment such as additional transformers
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and the cost increase for the increased volatage rating of components such as transmission lines. Overall these
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and the cost increase for the increased voltage rating of components such as transmission lines. Overall these
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considerations have led to a hierarchical structure where large amounts of energy are transmitted over very long
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considerations have led to a hierarchical structure where large amounts of energy are transmitted over very long
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distances (up to thousands of kilometers) at very high voltages (upwards of \SI{200}{\kilo\volt}) and voltages get lower
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distances (up to thousands of kilometers) at very high voltages (upwards of \SI{200}{\kilo\volt}) and voltages get lower
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the closer one gets to end-customer premises. In Germany at the local level a substation will distribute
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the closer one gets to end-customer premises. In Germany at the local level a substation will distribute
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@ -248,12 +248,12 @@ only\cite{crastan03}.
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\subsubsection{Generators}
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\subsubsection{Generators}
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Traditionally all generators in the power grid were synchronous machines. A synchronous machine is a generator whose
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Traditionally all generators in the power grid were synchronous machines. A synchronous machine is a generator whose
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copper coils are wound and connected in such a way that during normal operation its rotation is synchonous with the grid
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copper coils are wound and connected in such a way that during normal operation its rotation is synchronous with the
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frequency. Grid frequency and generator rotation speed are bidirectionally electromechanically coupled. If a generator's
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grid frequency. Grid frequency and generator rotation speed are bidirectionally electromechanically coupled. If a
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angle of rotation would lag behind the grid it would receive electrical energy from the grid and convert it into
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generator's angle of rotation would lag behind the grid it would receive electrical energy from the grid and convert it
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mechanical energy, acting as a motor--When the machine leads it acts as a generator and is braked. Small deviations
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into mechanical energy, acting as a motor--When the machine leads it acts as a generator and is braked. Small
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between rotational speed and grid frequency will be absorbed by the electromechanical coupling between both. Maintaining
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deviations between rotational speed and grid frequency will be absorbed by the electromechanical coupling between both.
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optimal synchronization over time is the task of complex control systems inside power stations' speed
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Maintaining optimal synchronization over time is the task of complex control systems inside power stations' speed
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governors\cite{simon01,crastan01}.
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governors\cite{simon01,crastan01}.
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Nowadays besides traditional rotating generators the grid also contains a large amount of electronically controlled
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Nowadays besides traditional rotating generators the grid also contains a large amount of electronically controlled
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@ -318,7 +318,7 @@ purposes. A frequent use is as a series inductor on one of the phases or the neu
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currents. In addition to this inductors are also used to tune LC circuits. One such use are Petersen coils, large
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currents. In addition to this inductors are also used to tune LC circuits. One such use are Petersen coils, large
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inductors in series with the earth connection at a transformer's star point that are used to quickly extinguish arcs
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inductors in series with the earth connection at a transformer's star point that are used to quickly extinguish arcs
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between phase and ground on a transmission line. The Petersen coil forms a parrallel LC resonant circuit with the
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between phase and ground on a transmission line. The Petersen coil forms a parrallel LC resonant circuit with the
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transmission line's earth capacitance. Tuning this circuit through adjusting the petersen coil reduces earth fault
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transmission line's earth capacitance. Tuning this circuit through adjusting the Petersen coil reduces earth fault
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current to a level low enough to quickly extinguish the arc\cite{simon01}.
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current to a level low enough to quickly extinguish the arc\cite{simon01}.
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\subsubsection{Power factor correction}
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\subsubsection{Power factor correction}
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@ -338,7 +338,7 @@ difference between the resulting current waveform and the mains voltage waveform
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the inductive ballasts in old fluorescent lighting fixtures.
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the inductive ballasts in old fluorescent lighting fixtures.
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The second potential issue are loads with a non-sinusoidal current waveform. There are many classes of these but the
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The second potential issue are loads with a non-sinusoidal current waveform. There are many classes of these but the
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most common one are the switching-mode power supplies (SMPS) used in most modern electronic devicese.. Most SMPS have an
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most common one are the switching-mode power supplies (SMPS) used in most modern electronic devices.. Most SMPS have an
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input stage consisting of a bridge rectifier followed by a capacitor that provide high-voltage DC power to the following
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input stage consisting of a bridge rectifier followed by a capacitor that provide high-voltage DC power to the following
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switch-mode convert circuit. This rectifier-capacitor input stage under normal load draws a high current only at the
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switch-mode convert circuit. This rectifier-capacitor input stage under normal load draws a high current only at the
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very peak of the input voltage sinusoid and draws almost zero current for most of the period.
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very peak of the input voltage sinusoid and draws almost zero current for most of the period.
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@ -356,7 +356,7 @@ fast-acting reactive power compensation devices whose purpose is to maintain a c
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\subsubsection{Loads}
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\subsubsection{Loads}
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Lastly, there is the loads that the electrical grid serves. Loads range from mains-powered indicator lights in devices
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Lastly, there is the loads that the electrical grid serves. Loads range from mains-powered indicator lights in devices
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such as light switches or power strips weighing in at mere milliwatts to large smelters in industrial metal production
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such as light switches or power strips weighing in at mere Milliwatts to large smelters in industrial metal production
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that can consume a fraction of a gigawatt all on their own.
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that can consume a fraction of a gigawatt all on their own.
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\subsection{Operational concerns}
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\subsection{Operational concerns}
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@ -389,7 +389,7 @@ parameters to increase overall efficiency.
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\section{Smart meter technology}
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\section{Smart meter technology}
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Smart meters were a concept pushed by utility companies throughout the early 21st century. Smart metering is one component of the
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Smart meters were a concept pushed by utility companies throughout the early 21st century. Smart metering is one component of the
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larger societal shift towards digitally interconnected technology. Old analog meters required that service pesonnel
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larger societal shift towards digitally interconnected technology. Old analog meters required that service personnel
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physically come to read the meter. \emph{Smart} meters automatically transmit their readings through modern
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physically come to read the meter. \emph{Smart} meters automatically transmit their readings through modern
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technologies. Utility companies were very interested in this move not only because of the cost savings for meter reading
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technologies. Utility companies were very interested in this move not only because of the cost savings for meter reading
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personnel: An always-connected meter also allows several entirely new use cases that have not been possible before. One
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personnel: An always-connected meter also allows several entirely new use cases that have not been possible before. One
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@ -399,15 +399,16 @@ over time but adapts to market conditions. Models such as prepayment electricity
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automatically disconnected until they pay their bill are significantly aided by a fully electronic system that can be
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automatically disconnected until they pay their bill are significantly aided by a fully electronic system that can be
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controlled and monitored remotely\cite{anderson02}. A remotely controllable disconnect switch can also be used to coerce
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controlled and monitored remotely\cite{anderson02}. A remotely controllable disconnect switch can also be used to coerce
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customers in situations where that was not previously economically possible\footnote{
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customers in situations where that was not previously economically possible\footnote{
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The swiss association of electrical utility companies in Section 7.2 Paragraph (2)a of their 2010 whitepaper on the
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The Swiss association of electrical utility companies in Section 7.2 Paragraph (2)a of their 2010 white paper on the
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introduction of smart metering\cite{vseaes01} cynically writes that remotely controllable disconnect switches ``lead
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introduction of smart metering\cite{vseaes01} cynically writes that remotely controllable disconnect switches ``lead
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a new tenant to swiftly register'' with the utility company. This whitepaper completely vanished from their website
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a new tenant to swiftly register'' with the utility company. This white paper completely vanished from their website
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some time after publication, but the internet archive has a copy.
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some time after publication, but the internet archive has a copy.
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}. Figure \ref{fig_smgw_schema} shows a schema of a smart metering installation in a typical household\cite{stuber01}.
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}. Figure \ref{fig_smgw_schema} shows a schema of a smart metering installation in a typical household\cite{stuber01}.
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\begin{figure}
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\begin{figure}
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\centering
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\centering
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\includegraphics{resources/smgw_usage_scenario}
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\includegraphics[width=\textwidth]{resources/smgw_usage_scenario}
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\vspace*{1cm}
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\caption{A typical usage scenario of a smart metering system in a typical home. This diagram shows a gateway
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\caption{A typical usage scenario of a smart metering system in a typical home. This diagram shows a gateway
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connected to multiple smart meters through its local metrological network (LMN) and a multitude of devices on the
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connected to multiple smart meters through its local metrological network (LMN) and a multitude of devices on the
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customer's home area network (HAN). A solar inverter and an electric car are connected through a controllable local
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customer's home area network (HAN). A solar inverter and an electric car are connected through a controllable local
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@ -421,18 +422,18 @@ electricity prices adapting to the market situation along with this convenience
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electricity and to consume it in a way that is more amenable to utilities, both leading to reduced
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electricity and to consume it in a way that is more amenable to utilities, both leading to reduced
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cost\cite{borlase01,bmwi03,anderson02}.
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cost\cite{borlase01,bmwi03,anderson02}.
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Traditional Ferraris counters with their distinctive rotating aluminium disc are simple electromechanical devices. Since
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Traditional Ferraris counters with their distinctive rotating aluminum disc are simple electromechanical devices. Since
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they do not include any semiconductors or other high technology that might be prone to failure a cheap Ferraris-style
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they do not include any semiconductors or other high technology that might be prone to failure a cheap Ferraris-style
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meter can last decades. In contrast to this, smart meters are complex high technology. They are vastly more expensive to
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meter can last decades. In contrast to this, smart meters are complex high technology. They are vastly more expensive to
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develop in the first place since they require the development and integration of large amounts of complex, custom
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develop in the first place since they require the development and integration of large amounts of complex, custom
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firwmare. Once deployed, their lifetime is limited by this complexity. Complex semiconductor devices tend to fail, and
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firmware. Once deployed, their lifetime is limited by this complexity. Complex semiconductor devices tend to fail, and
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firmware that needs to communicate with the outside world tends to not age well\cite{borkar01}. This combination of
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firmware that needs to communicate with the outside world tends to not age well\cite{borkar01}. This combination of
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higher unit cost and lower expected lifetime leads to increased costs per household. This cost is usually shared between
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higher unit cost and lower expected lifetime leads to increased costs per household. This cost is usually shared between
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utility and customer.
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utility and customer.
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As part of its smart metering rollout the German government in 2013 had a study conducted on the economies of smart
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As part of its smart metering rollout the German government in 2013 had a study conducted on the economies of smart
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meter installations. This study came to the conclusion that for the majority of households computerizing an existing
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meter installations. This study came to the conclusion that for the majority of households computerizing an existing
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ferraris meter is uneconomical. For larger consumers or new installations the higher cost of installation over time is
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Ferraris meter is uneconomical. For larger consumers or new installations the higher cost of installation over time is
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expected to be offset by the resulting savings in electricity cost\cite{bmwi03}.
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expected to be offset by the resulting savings in electricity cost\cite{bmwi03}.
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\subsection{Smart metering and Human-Computer Interaction}
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\subsection{Smart metering and Human-Computer Interaction}
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@ -462,9 +463,9 @@ As \cite{pierce01} pointed out smart metering developments could benefit greatly
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HCI research certainly would not have overlooked entire central issues such as privacy as it happened in the dutch
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HCI research certainly would not have overlooked entire central issues such as privacy as it happened in the dutch
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case\cite{cuijpers01}. The current corporate-driven approach to a technological advance forced through national
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case\cite{cuijpers01}. The current corporate-driven approach to a technological advance forced through national
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standardization bears a risk of failing to meet its ostensible objectives for consumers. The role of consumers and the
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standardization bears a risk of failing to meet its ostensible objectives for consumers. The role of consumers and the
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complex sociotechnological environment posed by this new technology is not seriously considered in the standardization
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complex socio-technological environment posed by this new technology is not seriously considered in the standardization
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process. While certainly no one will admit to outright ignoring consumers in smart meter standardization, their role is
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process. While certainly no one will admit to outright ignoring consumers in smart meter standardization, their role is
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largely limited to the occassional public consultation. At the same time the standards are written by technologists--it
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largely limited to the occasional public consultation. At the same time the standards are written by technologists--it
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seems largely without input on their practicality or socio-technological implications from fields such as HCI.
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seems largely without input on their practicality or socio-technological implications from fields such as HCI.
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% TODO citation? too much burn?
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% TODO citation? too much burn?
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@ -478,7 +479,7 @@ demonstration setup). Specialized SoCs usually contain a segment LCD driver alo
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analog-to-digital converters for the actual measurement functions. In many smart meter designs the metering SoC is
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analog-to-digital converters for the actual measurement functions. In many smart meter designs the metering SoC is
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connected to another full-featured SoC acting as the modem. At a casual glance this might seem to be a security measure,
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connected to another full-featured SoC acting as the modem. At a casual glance this might seem to be a security measure,
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but it is be more likely that this is done to ease integration of one metering platform with several different
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but it is be more likely that this is done to ease integration of one metering platform with several different
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communication stacks (e.g.\ proprietary sub-gigahertz wireless, powerline communication (PLC) or ethernet). In these
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communication stacks (e.g.\ proprietary sub-gigahertz wireless, power line communication (PLC) or Ethernet). In these
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architectures there is a clear line of functional demarcation between the metering SoC and the modem. As evidenced by
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architectures there is a clear line of functional demarcation between the metering SoC and the modem. As evidenced by
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over-the-air software update functionality (see e.g.\ \cite{honeywell01}) this does not however extend to an actual
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over-the-air software update functionality (see e.g.\ \cite{honeywell01}) this does not however extend to an actual
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security boundary.
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security boundary.
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@ -593,7 +594,7 @@ properties (e.g.\ lack of forward-secrecy)\cite{khurana01,sato01}.
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In this section we will give an overview of the situation in a number of countries. This list of countries is not
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In this section we will give an overview of the situation in a number of countries. This list of countries is not
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representative and notably does not include any developing countries and is geographically biased. We selected these
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representative and notably does not include any developing countries and is geographically biased. We selected these
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countries for illustration only and based our selection in a large part on the availability of information in a language
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countries for illustration only and based our selection in a large part on the availability of information in a language
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we can read. We will conclude this section with a summarization of common themes.
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we can read. We will conclude this section with a summary of common themes.
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\subsubsection{Germany}
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\subsubsection{Germany}
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@ -656,7 +657,7 @@ recently privatized. While the wholesale market and transmission network privati
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retail customers continued to use the incumbent distribution system operator ENEL as their supplier\cite{ec03}. This
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retail customers continued to use the incumbent distribution system operator ENEL as their supplier\cite{ec03}. This
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dominant position allowed ENEL to orchestrate the large-scale rollout of smart meters in Italy. Almost every meter in
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dominant position allowed ENEL to orchestrate the large-scale rollout of smart meters in Italy. Almost every meter in
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Italy had been replaced by a smart meter by 2018\cite{ec03}. An unique feature of the Italian smart metering
|
Italy had been replaced by a smart meter by 2018\cite{ec03}. An unique feature of the Italian smart metering
|
||||||
infrastructure is that it relies on Powerline Communication (PLC) to bridge distances between meters and cellular radio
|
infrastructure is that it relies on Power Line Communication (PLC) to bridge distances between meters and cellular radio
|
||||||
gateways\cite{gungor01}.
|
gateways\cite{gungor01}.
|
||||||
|
|
||||||
\subsubsection{Japan}
|
\subsubsection{Japan}
|
||||||
|
|
@ -673,7 +674,7 @@ A unique point in the Japanese utility metering landscape is that the current pr
|
||||||
Japan residential utility meters are usually mounted outside the building on an exterior wall and every month someone
|
Japan residential utility meters are usually mounted outside the building on an exterior wall and every month someone
|
||||||
with a mirror on a long stick will come and read the meter. The meter reader then makes a thermal paper print-out of the
|
with a mirror on a long stick will come and read the meter. The meter reader then makes a thermal paper print-out of the
|
||||||
updated utility bill and puts it into the resident's post box. This practice gives consumers good control over their
|
updated utility bill and puts it into the resident's post box. This practice gives consumers good control over their
|
||||||
consumption but does incur significant pesonnel overhead. % TODO decide on citation. Maybe the toshiba one?
|
consumption but does incur significant personnel overhead. % TODO decide on citation. Maybe the toshiba one?
|
||||||
|
|
||||||
\subsubsection{The USA}
|
\subsubsection{The USA}
|
||||||
|
|
||||||
|
|
@ -802,7 +803,7 @@ are used both for highly-granular load measurement and (in some countries) load
|
||||||
Smart electricity meters are effectively consumer devices. They are built down to a certain price point that is measured
|
Smart electricity meters are effectively consumer devices. They are built down to a certain price point that is measured
|
||||||
by the burden it puts on consumers. The cost of a smart meter is ultimately limited by it being a major factor in the
|
by the burden it puts on consumers. The cost of a smart meter is ultimately limited by it being a major factor in the
|
||||||
economies of a smart meter rollout\cite{bmwi03}. Cost requirements preclude some hardware features such as the use of a
|
economies of a smart meter rollout\cite{bmwi03}. Cost requirements preclude some hardware features such as the use of a
|
||||||
standard hardened software environment on a high-powerded embedded system (such as a hypervirtualized embedded linux
|
standard hardened software environment on a high powered embedded system (such as a hypervirtualized embedded linux
|
||||||
setup) that would both increase resilience against attacks and simplify updates. Combined with the small market sizes in
|
setup) that would both increase resilience against attacks and simplify updates. Combined with the small market sizes in
|
||||||
smart grid deployments\footnote{
|
smart grid deployments\footnote{
|
||||||
Most vendors of smart electricity meters only serve a handful of markets. For the most part, smart meter development
|
Most vendors of smart electricity meters only serve a handful of markets. For the most part, smart meter development
|
||||||
|
|
@ -823,7 +824,7 @@ systems. A spectacular example of this difficulty is the recently-exposed flaw i
|
||||||
bootloader\footnote{
|
bootloader\footnote{
|
||||||
Modern system-on-chips integrate one or several CPUs with a multitude of peripherals, from memory and DMA
|
Modern system-on-chips integrate one or several CPUs with a multitude of peripherals, from memory and DMA
|
||||||
controllers over 3D graphics accelerators down to general-purpose IO modules for controlling things like indicator
|
controllers over 3D graphics accelerators down to general-purpose IO modules for controlling things like indicator
|
||||||
LEDs. Most SoCs boot from one of several boot devices such as flash memory, ethernet or USB according to a
|
LEDs. Most SoCs boot from one of several boot devices such as flash memory, Ethernet or USB according to a
|
||||||
configuration set by pin-strapping configuration IOs or through write-only fuse bits.
|
configuration set by pin-strapping configuration IOs or through write-only fuse bits.
|
||||||
|
|
||||||
Physically, one of the processing cores of the SoC (usually one of the main CPU cores) is connected such that it is
|
Physically, one of the processing cores of the SoC (usually one of the main CPU cores) is connected such that it is
|
||||||
|
|
@ -834,7 +835,7 @@ bootloader\footnote{
|
||||||
|
|
||||||
Apple's ROM loader measures only a few hundred bytes. It performs authorization checks to ensure only software
|
Apple's ROM loader measures only a few hundred bytes. It performs authorization checks to ensure only software
|
||||||
authorized by Apple is booted. The present flaw allows an attacker to circumvent these checks and boot their own
|
authorized by Apple is booted. The present flaw allows an attacker to circumvent these checks and boot their own
|
||||||
code on a USB-connected iPhone. This compromsies Apple's chain of trust from ROM loader to userland right at its
|
code on a USB-connected iPhone. This compromises Apple's chain of trust from ROM loader to userland right at its
|
||||||
root. Since this is a flaw in the factory-programmed first stage read-only boot code of the SoC it cannot be patched
|
root. Since this is a flaw in the factory-programmed first stage read-only boot code of the SoC it cannot be patched
|
||||||
in the field.
|
in the field.
|
||||||
}, that allows a full compromise of any iPhone before the iPhone X. iPhone 8, one of the affected models, was still
|
}, that allows a full compromise of any iPhone before the iPhone X. iPhone 8, one of the affected models, was still
|
||||||
|
|
@ -853,7 +854,7 @@ they have trouble securing their secure embedded software stacks, what is a smar
|
||||||
|
|
||||||
Since thorough formal verification of code is not yet within reach for either large-scale software development or code
|
Since thorough formal verification of code is not yet within reach for either large-scale software development or code
|
||||||
heavy in side-effects such as embedded firmware or industrial control software\cite{pariente01} the two most effective
|
heavy in side-effects such as embedded firmware or industrial control software\cite{pariente01} the two most effective
|
||||||
measures for embedded security are reducing the amount of code on one hand, and labour-intensively reviewing and testing
|
measures for embedded security are reducing the amount of code on one hand, and labor-intensively reviewing and testing
|
||||||
this code on the other hand. A smart meter manufacturer does not have a say in the former since it is bound by the
|
this code on the other hand. A smart meter manufacturer does not have a say in the former since it is bound by the
|
||||||
official regulations it has to comply with, and will likely not have sufficient resources for the latter. We are left
|
official regulations it has to comply with, and will likely not have sufficient resources for the latter. We are left
|
||||||
with an impasse: Manufacturers in this field likely do not have the security resources to keep up with complex standards
|
with an impasse: Manufacturers in this field likely do not have the security resources to keep up with complex standards
|
||||||
|
|
@ -902,7 +903,7 @@ damage\cite{lee01}.
|
||||||
|
|
||||||
Despite their potentially large impact, these attacks are only moderately interesting from a scientific perspective. For
|
Despite their potentially large impact, these attacks are only moderately interesting from a scientific perspective. For
|
||||||
one, their mitigation mostly consists of a straightforward application of decades-old security best practices. Though
|
one, their mitigation mostly consists of a straightforward application of decades-old security best practices. Though
|
||||||
there is room for the implementation of genuinely new, power sytems-specific security systems in this field, the general
|
there is room for the implementation of genuinely new, power systems-specific security systems in this field, the general
|
||||||
state of the art is lacking behind other fields of embedded security. From this background low-hanging fruit should take
|
state of the art is lacking behind other fields of embedded security. From this background low-hanging fruit should take
|
||||||
priority\cite{heise02}. Given political will these systems can readily be fortified. There is only a comparatively
|
priority\cite{heise02}. Given political will these systems can readily be fortified. There is only a comparatively
|
||||||
small number of them and having a technician drive to every one of them in turn to install a firmware security update is
|
small number of them and having a technician drive to every one of them in turn to install a firmware security update is
|
||||||
|
|
@ -913,8 +914,8 @@ feasible.
|
||||||
Control function exploits are attacks on the mathematical control loops used by the centralized control system. One
|
Control function exploits are attacks on the mathematical control loops used by the centralized control system. One
|
||||||
example of this type of attack are resonance attacks as described in \cite{wu01}. In this kind of attack, inputs from
|
example of this type of attack are resonance attacks as described in \cite{wu01}. In this kind of attack, inputs from
|
||||||
peripheral sensors indicating grid load to the centralized control system are carefully modified to cause a
|
peripheral sensors indicating grid load to the centralized control system are carefully modified to cause a
|
||||||
disproportionally large oscillation in control system action. This type of attack relies on complex resonance effects
|
disproportionately large oscillation in control system action. This type of attack relies on complex resonance effects
|
||||||
that arise when mechanical generators are electrically coupled. These resonances, coloquially called ``modes'', are
|
that arise when mechanical generators are electrically coupled. These resonances, colloquially called ``modes'', are
|
||||||
well-studied in power system engineering\cite{rogers01,grebe01,entsoe01,crastan03}. Even disregarding modern attack
|
well-studied in power system engineering\cite{rogers01,grebe01,entsoe01,crastan03}. Even disregarding modern attack
|
||||||
scenarios, for stability electrical grids are designed with measures in place to dampen any resonances inherent to grid
|
scenarios, for stability electrical grids are designed with measures in place to dampen any resonances inherent to grid
|
||||||
structure. These resonances are hard to analyze since they require an accurate grid model and they are unlikely to be
|
structure. These resonances are hard to analyze since they require an accurate grid model and they are unlikely to be
|
||||||
|
|
@ -1008,7 +1009,7 @@ control structure of yesterday's ``dumb'' grid and the advent of centralization
|
||||||
centralized infrastructure has been carefully designed to defend against malicious actors and all involved parties have
|
centralized infrastructure has been carefully designed to defend against malicious actors and all involved parties have
|
||||||
an interest in keeping it secure but in centralized systems scaling attacks is inherently easier than in decentralized
|
an interest in keeping it secure but in centralized systems scaling attacks is inherently easier than in decentralized
|
||||||
systems\cite{anderson02}. An attacker can employ centralized control to their advantage. From this perspective the
|
systems\cite{anderson02}. An attacker can employ centralized control to their advantage. From this perspective the
|
||||||
centralization of smart metering control sytems--sometimes up to a national level\cite{anderson01,anderson02}--poses a
|
centralization of smart metering control systems--sometimes up to a national level\cite{anderson01,anderson02}--poses a
|
||||||
security risk.
|
security risk.
|
||||||
|
|
||||||
\chapter{Restoring endpoint safety in an age of smart devices}
|
\chapter{Restoring endpoint safety in an age of smart devices}
|
||||||
|
|
@ -1071,7 +1072,7 @@ to remain secure even if we assume some number of physically compromised devices
|
||||||
\subsection{Attack characteristics}
|
\subsection{Attack characteristics}
|
||||||
The attacker model the two above conditions must hold under is as follows. We assume three angles of attack: Attacks by the
|
The attacker model the two above conditions must hold under is as follows. We assume three angles of attack: Attacks by the
|
||||||
customer themselves, attacks by an insider within the metering systems controlling utility company and lastly attacks
|
customer themselves, attacks by an insider within the metering systems controlling utility company and lastly attacks
|
||||||
from third parties. Examples for these third parties are hobbyist hackers or outside cyber-criminals on the one hand,
|
from third parties. Examples for these third parties are hobbyist hackers or outside cybercriminals on the one hand,
|
||||||
but also other companies participating in the smart grid infrastructure besides the utility company such as intermediary
|
but also other companies participating in the smart grid infrastructure besides the utility company such as intermediary
|
||||||
providers of meter-reading services.
|
providers of meter-reading services.
|
||||||
|
|
||||||
|
|
@ -1081,7 +1082,7 @@ expected to be able to assume either of the other two roles as well e.g. through
|
||||||
generalized attacker model in \cite{fraunholz01} the authors give a classification of attacker types and provide a nice
|
generalized attacker model in \cite{fraunholz01} the authors give a classification of attacker types and provide a nice
|
||||||
taxonomy of attacker properties. In their threat/capability rating, criminals are still considered to have higher threat
|
taxonomy of attacker properties. In their threat/capability rating, criminals are still considered to have higher threat
|
||||||
rating than state-sponsored attackers. The New York Times reported in 2016 that some states recruit their hacking
|
rating than state-sponsored attackers. The New York Times reported in 2016 that some states recruit their hacking
|
||||||
personnel in part from cyber-criminals. If this report is true, in a worst-case scenario we have to assume a
|
personnel in part from cybercriminals. If this report is true, in a worst-case scenario we have to assume a
|
||||||
state-sponsored attacker to be the worst of both types. Comparing this against the other attacker types in
|
state-sponsored attacker to be the worst of both types. Comparing this against the other attacker types in
|
||||||
\cite{fraunholz01}, this state-sponsored attacker is strictly worse than any other type in both variables. We are left
|
\cite{fraunholz01}, this state-sponsored attacker is strictly worse than any other type in both variables. We are left
|
||||||
with a highly-skilled, very well-funded, highly intentional and motivated attacker.
|
with a highly-skilled, very well-funded, highly intentional and motivated attacker.
|
||||||
|
|
@ -1125,7 +1126,7 @@ model attacks on the electrical grid components between the reset authority and
|
||||||
of service attacks. To ensure the \emph{safety} criterion from Section \ref{sec_criteria} holds we must make sure our
|
of service attacks. To ensure the \emph{safety} criterion from Section \ref{sec_criteria} holds we must make sure our
|
||||||
cryptography is secure against man-in-the-middle attacks and we must try to harden the system against denial-of-service
|
cryptography is secure against man-in-the-middle attacks and we must try to harden the system against denial-of-service
|
||||||
attacks by the attacker types listed above. Given our attacker model we cannot fully guard against this sort of attack
|
attacks by the attacker types listed above. Given our attacker model we cannot fully guard against this sort of attack
|
||||||
but we can at least choose a commmunication channel that is resilient under the above model.
|
but we can at least choose a communication channel that is resilient under the above model.
|
||||||
|
|
||||||
Finally, we have to consider the issue of hardware security. We will solve the problem of physical attacks by simply not
|
Finally, we have to consider the issue of hardware security. We will solve the problem of physical attacks by simply not
|
||||||
programming any secret information into devices. This also simplifies hardware production. We consider supply-chain
|
programming any secret information into devices. This also simplifies hardware production. We consider supply-chain
|
||||||
|
|
@ -1154,10 +1155,11 @@ have started appearing in general-purpose microcontrollers, most still lack even
|
||||||
for computers or smartphones.
|
for computers or smartphones.
|
||||||
|
|
||||||
One of the components lacking from most microcontrollers is strong memory protection or even a memory mapping unit as it
|
One of the components lacking from most microcontrollers is strong memory protection or even a memory mapping unit as it
|
||||||
is found in all modern computer processors and SoCs for applications such as smartphones. Without an MPU or MMU many
|
is found in all modern computer processors and SoCs for applications such as smartphones. Without an MPU (Memory
|
||||||
memory safety mitigations cannot be implemented. This and the absence of virtualization tools such as ARM's TrustZone
|
Protection Unit) or MMU (Memory Management Unit) many memory safety mitigations cannot be implemented. This and the
|
||||||
make hardening microcontroller firmware a big task. It is very important to ensure memory safety in microcontroller
|
absence of virtualization tools such as ARM's TrustZone make hardening microcontroller firmware a big task. It is very
|
||||||
firmware through tools such as defensive coding, extensive testing and formal verification.
|
important to ensure memory safety in microcontroller firmware through tools such as defensive coding, extensive testing
|
||||||
|
and formal verification.
|
||||||
|
|
||||||
In our design we achieve simplicity on two levels: One, we isolate the very complex metering firmware from our reset
|
In our design we achieve simplicity on two levels: One, we isolate the very complex metering firmware from our reset
|
||||||
controller by having both run on separate microcontrollers. Two, we keep the reset controller firmware itself extremely
|
controller by having both run on separate microcontrollers. Two, we keep the reset controller firmware itself extremely
|
||||||
|
|
@ -1221,23 +1223,23 @@ interfaces established in energy metering applications and evaluate each of them
|
||||||
|
|
||||||
There is a number of well-established technologies for communication on or along power lines. We can distinguish three
|
There is a number of well-established technologies for communication on or along power lines. We can distinguish three
|
||||||
basic system categories: Systems using separate wires (such as DSL over landline telephone wiring), wireless radio
|
basic system categories: Systems using separate wires (such as DSL over landline telephone wiring), wireless radio
|
||||||
systems (such as LTE) and \emph{powerline communication} (PLC) systems that reüse the existing mains wiring and
|
systems (such as LTE) and \emph{power line communication} (PLC) systems that reüse the existing mains wiring and
|
||||||
superimpose data transmissions onto the 50 Hz mains sine\cite{gungor01,kabalci01}.
|
superimpose data transmissions onto the 50 Hz mains sine\cite{gungor01,kabalci01}.
|
||||||
|
|
||||||
For our scenario, we will ignore short-range communication systems. There exists a large number of \emph{wideband}
|
For our scenario, we will ignore short-range communication systems. There exists a large number of \emph{wideband}
|
||||||
powerline communication systems that are popular with consumers for bridging ethernet segments between parts of an
|
power line communication systems that are popular with consumers for bridging Ethernet segments between parts of an
|
||||||
apartment or house. These systems transmit up to several hundred megabits per second over distances up to several tens
|
apartment or house. These systems transmit up to several hundred megabits per second over distances up to several tens
|
||||||
of meters\cite{kabalci01}. Technologically, these wideband PLC systems are very different from \emph{narrowband}
|
of meters\cite{kabalci01}. Technologically, these wideband PLC systems are very different from \emph{narrowband}
|
||||||
systems used by utilities for load management among other applications and they are not relevant to our analysis.
|
systems used by utilities for load management among other applications and they are not relevant to our analysis.
|
||||||
|
|
||||||
\subsection{Powerline communication (PLC) systems and their use}
|
\subsection{Power line communication (PLC) systems and their use}
|
||||||
|
|
||||||
In long-distance communications for applications such as load management, PLC systems are attractive since they allow
|
In long-distance communications for applications such as load management, PLC systems are attractive since they allow
|
||||||
re-using the existing wiring infrastructure and have been used as early as in the 1930s\cite{hovi01}. Narrowband PLC
|
re-using the existing wiring infrastructure and have been used as early as in the 1930s\cite{hovi01}. Narrowband PLC
|
||||||
systems are a potentially low-cost solution to the problem of transmitting data at small bandwidth over distances of
|
systems are a potentially low-cost solution to the problem of transmitting data at small bandwidth over distances of
|
||||||
several hundred meters up to tens of kilometers.
|
several hundred meters up to tens of kilometers.
|
||||||
|
|
||||||
Narrowband PLC systems transmit on the order of kilobits per second or slower. A common use of this sort of system are
|
Narrowband PLC systems transmit on the order of Kilobits per second or slower. A common use of this sort of system are
|
||||||
\emph{ripple control} systems. These systems superimpose a low-frequency signal at some few hundred Hertz carrier
|
\emph{ripple control} systems. These systems superimpose a low-frequency signal at some few hundred Hertz carrier
|
||||||
frequency on top of the 50Hz mains sine. This low-frequency signal is used to encode switching commands for
|
frequency on top of the 50Hz mains sine. This low-frequency signal is used to encode switching commands for
|
||||||
non-essential residential or industrial loads. Ripple control systems provide utilities with the ability to actively
|
non-essential residential or industrial loads. Ripple control systems provide utilities with the ability to actively
|
||||||
|
|
@ -1250,14 +1252,14 @@ reading (AMR) in places such as Italy or France require repeaters within a few h
|
||||||
|
|
||||||
\subsection{Landline and wireless IP-based systems}
|
\subsection{Landline and wireless IP-based systems}
|
||||||
|
|
||||||
Especially in automated meter reading (AMR) infrastructure the cost-benefit trade-off of powerline systems does not
|
Especially in automated meter reading (AMR) infrastructure the cost-benefit trade-off of power line systems does not
|
||||||
always work out for utilities. A common alternative in these systems is to use the public internet for communication.
|
always work out for utilities. A common alternative in these systems is to use the public internet for communication.
|
||||||
Using the public internet has the advantage of low initial investment on the part of the utility company as well as
|
Using the public internet has the advantage of low initial investment on the part of the utility company as well as
|
||||||
quick commissioning. Disadvantages compared to a PLC system are potentially higher operational costs due to recurring
|
quick commissioning. Disadvantages compared to a PLC system are potentially higher operational costs due to recurring
|
||||||
fees to network providers as well as lower reliability. Being integrated into power grid infrastructure, a PLC system's
|
fees to network providers as well as lower reliability. Being integrated into power grid infrastructure, a PLC system's
|
||||||
failure modes are highly correlated with the overall grid. Put briefly, if the PLC interface is down, there is a good
|
failure modes are highly correlated with the overall grid. Put briefly, if the PLC interface is down, there is a good
|
||||||
chance that power is out, too. In contrast general internet services exhibit a multitude of failures that are entirely
|
chance that power is out, too. In contrast general internet services exhibit a multitude of failures that are entirely
|
||||||
decorrelated from power grid stability. For purposes such as meter reading for billing purposes, this stability is
|
uncorrelated to power grid stability. For purposes such as meter reading for billing purposes, this stability is
|
||||||
sufficient. However for systems that need to hold up in crisis situations such as the recovery system we are
|
sufficient. However for systems that need to hold up in crisis situations such as the recovery system we are
|
||||||
contemplating in this thesis, the public internet may not provide sufficient reliability.
|
contemplating in this thesis, the public internet may not provide sufficient reliability.
|
||||||
|
|
||||||
|
|
@ -1273,7 +1275,7 @@ certification. It can be customized to its specific application. In addition it
|
||||||
sharing infrastructure such as a cellular radio gateway between multiple devices. In other fields a lack of
|
sharing infrastructure such as a cellular radio gateway between multiple devices. In other fields a lack of
|
||||||
standardization has led to a proliferation of proprietary protocols and a fragmented protocol landscape. This is a large
|
standardization has led to a proliferation of proprietary protocols and a fragmented protocol landscape. This is a large
|
||||||
problem since the consumer cannot easily integrate products made by different manufacturers into one system. In advanced
|
problem since the consumer cannot easily integrate products made by different manufacturers into one system. In advanced
|
||||||
metering infrastructure this is unlikely to be a disadvantage since ususally there is only one distribution grid
|
metering infrastructure this is unlikely to be a disadvantage since usually there is only one distribution grid
|
||||||
operator for an area. Shared resources such as a cellular radio gateway would most likely only be shared within a
|
operator for an area. Shared resources such as a cellular radio gateway would most likely only be shared within a
|
||||||
single building and usually they are all operated by the same provider.
|
single building and usually they are all operated by the same provider.
|
||||||
|
|
||||||
|
|
@ -1304,7 +1306,7 @@ been considered for large-scale application.
|
||||||
Advantages of using grid frequency for communication are low receiver hardware complexity as well as the fact that a
|
Advantages of using grid frequency for communication are low receiver hardware complexity as well as the fact that a
|
||||||
single transmitter can cover an entire synchronous area. Though the transmitter has to be very large and powerful the
|
single transmitter can cover an entire synchronous area. Though the transmitter has to be very large and powerful the
|
||||||
setup of a single large transmitter faces lower bureaucratic hurdles than integration of hundreds of smaller ones into
|
setup of a single large transmitter faces lower bureaucratic hurdles than integration of hundreds of smaller ones into
|
||||||
hundreds of local systems that each have autonomous goverance.
|
hundreds of local systems that each have autonomous governance.
|
||||||
|
|
||||||
\subsubsection{The frequency dependency of grid frequency}
|
\subsubsection{The frequency dependency of grid frequency}
|
||||||
|
|
||||||
|
|
@ -1334,7 +1336,7 @@ Europe synchronous area.
|
||||||
|
|
||||||
The ENTSO-E Operations Handbook Policy 1 chapter\cite{entsoe02} defines the activation threshold of primary control to
|
The ENTSO-E Operations Handbook Policy 1 chapter\cite{entsoe02} defines the activation threshold of primary control to
|
||||||
be \SI{20}{\milli\hertz}. Ideally, a modulation system would stay well below this threshold to avoid fighting the
|
be \SI{20}{\milli\hertz}. Ideally, a modulation system would stay well below this threshold to avoid fighting the
|
||||||
primary control reserve. Modulation line rate should likely be on the order of a few hundred millibaud. Modulation at
|
primary control reserve. Modulation line rate should likely be on the order of a few hundred Millibaud. Modulation at
|
||||||
these rates would outpace primary control action which is specified by ENTSO-E as acting within between ``a few
|
these rates would outpace primary control action which is specified by ENTSO-E as acting within between ``a few
|
||||||
seconds'' and \SI{15}{\second}.
|
seconds'' and \SI{15}{\second}.
|
||||||
|
|
||||||
|
|
@ -1347,33 +1349,33 @@ ENTSO-E at around \SI{20}{\giga\watt\per\hertz}. This works out to an upper bo
|
||||||
|
|
||||||
In its most basic form a transmitter for grid frequency modulation would be a very large controllable load connected to
|
In its most basic form a transmitter for grid frequency modulation would be a very large controllable load connected to
|
||||||
the power grid at a suitable vantage point. A spool of wire submerged in a body of cooling liquid such as a small lake
|
the power grid at a suitable vantage point. A spool of wire submerged in a body of cooling liquid such as a small lake
|
||||||
along with a thyristor rectifier bank would likely suffice to perform this function during occassional cybersecurity
|
along with a thyristor rectifier bank would likely suffice to perform this function during occasional cybersecurity
|
||||||
incidents. We can however decrease hardware and maintenance investment even further compared to this rather
|
incidents. We can however decrease hardware and maintenance investment even further compared to this rather
|
||||||
uncultivated solution by repurposing regular large industrial loads as transmitters in an emergency situation. For some
|
uncultivated solution by repurposing regular large industrial loads as transmitters in an emergency situation. For some
|
||||||
preliminary exploration we went through a list of energy-intensive industries in Europe\cite{ec01}. The most
|
preliminary exploration we went through a list of energy-intensive industries in Europe\cite{ec01}. The most
|
||||||
electricity-intensive industries in this list are primary aluminium and steel production. In primary production raw ore
|
electricity-intensive industries in this list are primary aluminum and steel production. In primary production raw ore
|
||||||
is converted into raw metal for further refinement such as casting, rolling or extrusion. In steelmaking iron is
|
is converted into raw metal for further refinement such as casting, rolling or extrusion. In steelmaking iron is
|
||||||
smolten in an electric arc furnace. In aluminium smelting aluminium is electrolytically extracted from alumina. Both
|
smolten in an electric arc furnace. In aluminum smelting aluminum is electrolytically extracted from alumina. Both
|
||||||
processes involve large amounts of electricity with electricity making up \SI{40}{\percent} of production costs. Given
|
processes involve large amounts of electricity with electricity making up \SI{40}{\percent} of production costs. Given
|
||||||
these circumstances a steel mill or aluminium smelter would be good candidates as transmitters in a grid frequency
|
these circumstances a steel mill or aluminum smelter would be good candidates as transmitters in a grid frequency
|
||||||
modulation system.
|
modulation system.
|
||||||
|
|
||||||
In aluminium smelting high-voltage mains is transformed, rectified and fed into about 100 series-connected electrolytic
|
In aluminum smelting high-voltage mains is transformed, rectified and fed into about 100 series-connected electrolytic
|
||||||
cells forming a \emph{potline}. Inside these pots alumina is dissolved in molten cryolite electrolyte at about
|
cells forming a \emph{potline}. Inside these pots alumina is dissolved in molten cryolite electrolyte at about
|
||||||
\SI{1000}{\degreeCelsius} and electrolysis is performed using a current of tens or hundreds of Kiloampère. The resulting
|
\SI{1000}{\degreeCelsius} and electrolysis is performed using a current of tens or hundreds of Kiloampère. The resulting
|
||||||
pure aluminium settles at the bottom of the cell and is tapped off for further processing.
|
pure aluminum settles at the bottom of the cell and is tapped off for further processing.
|
||||||
|
|
||||||
Like steelworks, aluminium smelters are operated night and day without interruption. Aside from metallurgical issues the
|
Like steelworks, aluminum smelters are operated night and day without interruption. Aside from metallurgical issues the
|
||||||
large thermal mass and enormous heating power requirements do not permit power cycling. Due to the high costs of
|
large thermal mass and enormous heating power requirements do not permit power cycling. Due to the high costs of
|
||||||
production inefficiencies or interruptions the behavior of aluminium smelters under power outages is a
|
production inefficiencies or interruptions the behavior of aluminum smelters under power outages is a
|
||||||
well-characterized phenomenon in the industry. The recent move away from nuclear power and towards renewable energy has
|
well-characterized phenomenon in the industry. The recent move away from nuclear power and towards renewable energy has
|
||||||
lead to an increase in fluctuations of electricity price throughout the day. These electricity price fluctuations have
|
lead to an increase in fluctuations of electricity price throughout the day. These electricity price fluctuations have
|
||||||
provided enough economic incentive to aluminium smelters to develop techniques to modulate smelter power consumption
|
provided enough economic incentive to aluminum smelters to develop techniques to modulate smelter power consumption
|
||||||
without affecting cell lifetime or product quality\cite{duessel01,eisma01}. Power outages of tens of minutes up to two
|
without affecting cell lifetime or product quality\cite{duessel01,eisma01}. Power outages of tens of minutes up to two
|
||||||
hours reportedly do not cause problems in aluminium potlines and are in fact part of routine operation for purposes such
|
hours reportedly do not cause problems in aluminum potlines and are in fact part of routine operation for purposes such
|
||||||
as electrode changes\cite{eisma01,oye01}.
|
as electrode changes\cite{eisma01,oye01}.
|
||||||
|
|
||||||
The power supply system of an aluminium plant is managed through a highly-integrated control system as keeping all cells
|
The power supply system of an aluminum plant is managed through a highly-integrated control system as keeping all cells
|
||||||
of a potline under optimal operating conditions is challenging. Modern power supply systems employ large banks of diodes
|
of a potline under optimal operating conditions is challenging. Modern power supply systems employ large banks of diodes
|
||||||
or SCRs\footnote{SCRs, also called thyristors, are electronic devices that are often used in high-power switching
|
or SCRs\footnote{SCRs, also called thyristors, are electronic devices that are often used in high-power switching
|
||||||
applications. They are normally-off devices that act like diodes when a current is fed into their control terminal.} to
|
applications. They are normally-off devices that act like diodes when a current is fed into their control terminal.} to
|
||||||
|
|
@ -1382,10 +1384,10 @@ continuously through a combination of a tap changer and a transductor. The indiv
|
||||||
changing the anode to cathode distance (ACD) by physically lowering or raising the anode. The potline power supply is
|
changing the anode to cathode distance (ACD) by physically lowering or raising the anode. The potline power supply is
|
||||||
connected to the high voltage input and to the potline through isolators and breakers.
|
connected to the high voltage input and to the potline through isolators and breakers.
|
||||||
|
|
||||||
In an aluminium smelter most of the power is sunk into resistive losses and the electrolysis process. As such an
|
In an aluminum smelter most of the power is sunk into resistive losses and the electrolysis process. As such an
|
||||||
aluminium smelter does not have any significant electromechanical inertia compared to the large rotating machines used
|
aluminum smelter does not have any significant electromechanical inertia compared to the large rotating machines used
|
||||||
in other industries. Depending on the capabilities of the rectifier controls high slew rates are possible, permitting
|
in other industries. Depending on the capabilities of the rectifier controls high slew rates are possible, permitting
|
||||||
modulation at high\footnote{Aluminium smelter rectifiers are \emph{pulse rectifiers}. This means instead of simply
|
modulation at high\footnote{Aluminum smelter rectifiers are \emph{pulse rectifiers}. This means instead of simply
|
||||||
rectifying the incoming three-phase voltage they use a special configuration of transformer secondaries and in some
|
rectifying the incoming three-phase voltage they use a special configuration of transformer secondaries and in some
|
||||||
cases additional coils to produce a large number of equally spaced phases (e.g.\ six) from a standard three-phase input.
|
cases additional coils to produce a large number of equally spaced phases (e.g.\ six) from a standard three-phase input.
|
||||||
Where a direct-connected three-phase rectifier would draw current in six pulses per mains voltage cycle a pulse
|
Where a direct-connected three-phase rectifier would draw current in six pulses per mains voltage cycle a pulse
|
||||||
|
|
@ -1407,8 +1409,8 @@ particular frequency. \cite{kundur01} separates these modes into four categorie
|
||||||
|
|
||||||
\begin{description}
|
\begin{description}
|
||||||
\item[Local modes] where a single power station oscillates in some parameter,
|
\item[Local modes] where a single power station oscillates in some parameter,
|
||||||
\item[Interarea modes] where subsections of the overall grid oscillate w.r.t.\ each other due to weak coupling
|
\item[Interarea modes] where subsections of the overall grid oscillate with respect to each other due to weak
|
||||||
between them,
|
coupling between them,
|
||||||
\item[Control modes] caused by imperfectly tuned control systems and
|
\item[Control modes] caused by imperfectly tuned control systems and
|
||||||
\item[Torsional modes] that originate from electromechanical oscillations in the generator itself.
|
\item[Torsional modes] that originate from electromechanical oscillations in the generator itself.
|
||||||
\end{description}
|
\end{description}
|
||||||
|
|
@ -1432,9 +1434,9 @@ controllable load:
|
||||||
\item[Modulation amplitude.] Amplitude is proportionally related to modulation power. In a practical setup we might
|
\item[Modulation amplitude.] Amplitude is proportionally related to modulation power. In a practical setup we might
|
||||||
realize a modulation power up to a few hundred \si{\mega\watt} which would yield a few tens of \si{\milli\hertz}
|
realize a modulation power up to a few hundred \si{\mega\watt} which would yield a few tens of \si{\milli\hertz}
|
||||||
of frequency amplitude.
|
of frequency amplitude.
|
||||||
\item[Modulation pre-emphasis and slew-rate control.] Pre-emphasis might be necessary to ensure an adequate
|
\item[Modulation preemphasis and slew-rate control.] Preemphasis might be necessary to ensure an adequate
|
||||||
Signal-to-Noise ratio (SNR) at the receiver. Slew-rate control and other shaping measures might be necessary to
|
Signal-to-Noise ratio (SNR) at the receiver. Slew-rate control and other shaping measures might be necessary to
|
||||||
reduce the impact of these sudden load changes on the transmitter's primary function (say, aluminium smelting)
|
reduce the impact of these sudden load changes on the transmitter's primary function (say, aluminum smelting)
|
||||||
and to prevent disturbances to other grid components.
|
and to prevent disturbances to other grid components.
|
||||||
\item[Modulation frequency.] For a practical implementation a careful study would be necessary to determine the
|
\item[Modulation frequency.] For a practical implementation a careful study would be necessary to determine the
|
||||||
optimal frequency band for operation. On one hand we need to prevent disturbances to the grid such as the
|
optimal frequency band for operation. On one hand we need to prevent disturbances to the grid such as the
|
||||||
|
|
@ -1486,7 +1488,7 @@ Spread spectrum covers a whole family of techniques that are comprehensively exp
|
||||||
|
|
||||||
In \cite{goiser01} a BPSK or similar modulation is assumed underlying the spread-spectrum technique. Our grid frequency
|
In \cite{goiser01} a BPSK or similar modulation is assumed underlying the spread-spectrum technique. Our grid frequency
|
||||||
modulation channel effectively behaves more like a DC-coupled wire than a traditional radio channel: Any change in
|
modulation channel effectively behaves more like a DC-coupled wire than a traditional radio channel: Any change in
|
||||||
excitation will cause a proportional change in the receiver's measurement. Using our fft-based measurement methodology
|
excitation will cause a proportional change in the receiver's measurement. Using our FFT-based measurement methodology
|
||||||
we get a real-valued signed quantity. In this way grid frequency modulation is similar to a channel using coherent
|
we get a real-valued signed quantity. In this way grid frequency modulation is similar to a channel using coherent
|
||||||
modulation. We can utilize both signal strength and polarity in our modulation.
|
modulation. We can utilize both signal strength and polarity in our modulation.
|
||||||
|
|
||||||
|
|
@ -1504,7 +1506,7 @@ works by directly modulating a long pseudo-random bit sequence onto the channel.
|
||||||
pseudo-random bit sequence and continuously calculates the correlation between the received signal and the pseudo-random
|
pseudo-random bit sequence and continuously calculates the correlation between the received signal and the pseudo-random
|
||||||
template sequence mapped from binary $[0, 1]$ to bipolar $[1, -1]$. The pseudo-random sequence has an approximately equal
|
template sequence mapped from binary $[0, 1]$ to bipolar $[1, -1]$. The pseudo-random sequence has an approximately equal
|
||||||
number of $0$ and $1$ bits. The positive contribution of the $+1$ terms of the correlation template approximately cancel
|
number of $0$ and $1$ bits. The positive contribution of the $+1$ terms of the correlation template approximately cancel
|
||||||
out with the $-1$ terms when multiplied with an uncorrelated signal such as white gaussian noise.
|
out with the $-1$ terms when multiplied with an uncorrelated signal such as white Gaussian noise.
|
||||||
|
|
||||||
By using a family of pseudo-random sequences with low cross-correlation channel capacity can be increased. Either the
|
By using a family of pseudo-random sequences with low cross-correlation channel capacity can be increased. Either the
|
||||||
transmitter can encode data in the choice of sequence or multiple transmitters can use the same channel at once. The
|
transmitter can encode data in the choice of sequence or multiple transmitters can use the same channel at once. The
|
||||||
|
|
@ -1534,7 +1536,7 @@ transmission length so for our relatively long transmissions we would realistica
|
||||||
|
|
||||||
Error correcting codes are a very broad field with many options for specialization. Since we are implementing only an
|
Error correcting codes are a very broad field with many options for specialization. Since we are implementing only an
|
||||||
advanced prototype in this thesis we chose to spend only limited resources on optimization and settled on a basic
|
advanced prototype in this thesis we chose to spend only limited resources on optimization and settled on a basic
|
||||||
reed-solomon code. We have no doubt that applying a more state-of-the-art code we could gain further improvements in
|
Reed-Solomon code. We have no doubt that applying a more state-of-the-art code we could gain further improvements in
|
||||||
code overhead and decoding speed among others\cite{mackay01}. Since message length in our system limits system response
|
code overhead and decoding speed among others\cite{mackay01}. Since message length in our system limits system response
|
||||||
time but we do not have a fixed target we can tolerate some degree of overhead. Decoding speed is of very low concern
|
time but we do not have a fixed target we can tolerate some degree of overhead. Decoding speed is of very low concern
|
||||||
to us because our data rate is extremely low. We derived our implementation by adapting and optimizing an existing open
|
to us because our data rate is extremely low. We derived our implementation by adapting and optimizing an existing open
|
||||||
|
|
@ -1595,7 +1597,7 @@ instruction to perform a safety reset. This is the only message we might ever wa
|
||||||
only one element. The information content of our message thus is 0 bit! All the information we want to transmit is
|
only one element. The information content of our message thus is 0 bit! All the information we want to transmit is
|
||||||
already encoded \emph{in the fact that we are transmitting} and we do not require a further payload to be transmitted:
|
already encoded \emph{in the fact that we are transmitting} and we do not require a further payload to be transmitted:
|
||||||
We can omit the entirety of the message and just transmit whatever ``signature'' we produce. This is useful to conserve
|
We can omit the entirety of the message and just transmit whatever ``signature'' we produce. This is useful to conserve
|
||||||
transmission bits so our transmission does not take an exceeedingly long time over our extremely slow communication
|
transmission bits so our transmission does not take an exceedingly long time over our extremely slow communication
|
||||||
channel.
|
channel.
|
||||||
|
|
||||||
We can modify this construction to allow for a small number of bits of information content in our message (say two or
|
We can modify this construction to allow for a small number of bits of information content in our message (say two or
|
||||||
|
|
@ -1616,7 +1618,7 @@ A possible scenario would be that an attacker first causes enough havoc for auth
|
||||||
attacker would record the trigger transmission. We can assume most meters were reset during the attack. Due to this the
|
attacker would record the trigger transmission. We can assume most meters were reset during the attack. Due to this the
|
||||||
attacker cannot cause a significant number of additional resets immediately afterwards. However, the attacker could
|
attacker cannot cause a significant number of additional resets immediately afterwards. However, the attacker could
|
||||||
wait several years for a number of new meters to be installed that might not yet have updated firmware that includes the
|
wait several years for a number of new meters to be installed that might not yet have updated firmware that includes the
|
||||||
lastest transmission. This means the attacker could cause them to reset by replaying the original sequence.
|
last transmission. This means the attacker could cause them to reset by replaying the original sequence.
|
||||||
% TODO mention why firmware has to be update with last transmission
|
% TODO mention why firmware has to be update with last transmission
|
||||||
|
|
||||||
A possible mitigation for this risk would be to introduce one bit of information into the trigger message that is
|
A possible mitigation for this risk would be to introduce one bit of information into the trigger message that is
|
||||||
|
|
@ -1659,7 +1661,7 @@ entry of $P$ secret.
|
||||||
k_{H(m)_i}$ of $S$ correctly evaluate to $p_{b, i} = H\left(s_{b, i}\right)$ from $P$ under $H$.
|
k_{H(m)_i}$ of $S$ correctly evaluate to $p_{b, i} = H\left(s_{b, i}\right)$ from $P$ under $H$.
|
||||||
|
|
||||||
The above scheme is a one-time signature scheme only. After one signature has been published for a given key, the
|
The above scheme is a one-time signature scheme only. After one signature has been published for a given key, the
|
||||||
corresponding key must not be reüsed for other signatures. This is intutively clear as we are effectively publishing
|
corresponding key must not be reüsed for other signatures. This is intuitively clear as we are effectively publishing
|
||||||
part of the private key as the signature, and if we were to publish a signature for another message an attacker could
|
part of the private key as the signature, and if we were to publish a signature for another message an attacker could
|
||||||
derive additional signatures by ``mixing'' the two published signatures.
|
derive additional signatures by ``mixing'' the two published signatures.
|
||||||
|
|
||||||
|
|
@ -1717,7 +1719,7 @@ signature two resets can still be triggered directly after one another.
|
||||||
|
|
||||||
In practice it may be useful to have some control over which meters reset. An attack exploiting a particular network
|
In practice it may be useful to have some control over which meters reset. An attack exploiting a particular network
|
||||||
protocol implementation flaw might only affect one series of meters made by one manufacturer. Resetting \emph{all}
|
protocol implementation flaw might only affect one series of meters made by one manufacturer. Resetting \emph{all}
|
||||||
meters may be too much in this case. A simple solution for this is to define adressable subsets of meters. ``All
|
meters may be too much in this case. A simple solution for this is to define addressable subsets of meters. ``All
|
||||||
meters'' along with ``meters made by manufacturer $x$'' and ``meters of model $y$'' are good choices for such scopes. On
|
meters'' along with ``meters made by manufacturer $x$'' and ``meters of model $y$'' are good choices for such scopes. On
|
||||||
the cryptographic level the protocol state is simply duplicated for each scope. This incurs memory and computation
|
the cryptographic level the protocol state is simply duplicated for each scope. This incurs memory and computation
|
||||||
overhead linear in the number of scopes but device memory requirements are small at a few bytes only and computation is
|
overhead linear in the number of scopes but device memory requirements are small at a few bytes only and computation is
|
||||||
|
|
@ -1754,7 +1756,7 @@ particular application's requirements. Developing an universal solution is outsi
|
||||||
\includegraphics{resources/transmitter_scope_key_illustration}
|
\includegraphics{resources/transmitter_scope_key_illustration}
|
||||||
\caption{
|
\caption{
|
||||||
An illustration of a key management system using a common master key. First, the transmitter derives one secret
|
An illustration of a key management system using a common master key. First, the transmitter derives one secret
|
||||||
key for each adressable group from the master key. Then public device keys are generated like in Figure
|
key for each addressable group from the master key. Then public device keys are generated like in Figure
|
||||||
\ref{fig:sig_key_chain}. Finally for each device the manufacturer picks the group public keys matching the
|
\ref{fig:sig_key_chain}. Finally for each device the manufacturer picks the group public keys matching the
|
||||||
device. In this example one device is a series A meter made by manufacturer B so it gets provisioned with the
|
device. In this example one device is a series A meter made by manufacturer B so it gets provisioned with the
|
||||||
keys for the ``all devices'', ``manufacturer B'' and ``series A'' groups. The other device is also made by
|
keys for the ``all devices'', ``manufacturer B'' and ``series A'' groups. The other device is also made by
|
||||||
|
|
@ -1805,7 +1807,7 @@ systems there is a large amount of academic research on such algorithms\cite{nar
|
||||||
popular approach to these systems is to perform a Short-Time Fourier Transform (STFT) on ADC data sampled at high
|
popular approach to these systems is to perform a Short-Time Fourier Transform (STFT) on ADC data sampled at high
|
||||||
sampling rate (e.g. \SI{10}{\kilo\hertz}) and then perform analysis on the frequency-domain data to precisely locate the
|
sampling rate (e.g. \SI{10}{\kilo\hertz}) and then perform analysis on the frequency-domain data to precisely locate the
|
||||||
peak at \SI{50}{\hertz}. A key observation here is that FFT bin size is going to be much larger than required frequency
|
peak at \SI{50}{\hertz}. A key observation here is that FFT bin size is going to be much larger than required frequency
|
||||||
resolution. This fundamental limitiation follows from the Nyquist criterion %FIXME cite DSP text
|
resolution. This fundamental limitation follows from the Nyquist criterion %FIXME cite DSP text
|
||||||
and if we had to process an \emph{arbitrary} signal this would severely limit our practical measurement accuracy
|
and if we had to process an \emph{arbitrary} signal this would severely limit our practical measurement accuracy
|
||||||
\footnote{
|
\footnote{
|
||||||
Some software packages providing FFT or STFT primitives such as scipy\cite{virtanen01} allow the user to
|
Some software packages providing FFT or STFT primitives such as scipy\cite{virtanen01} allow the user to
|
||||||
|
|
@ -1819,7 +1821,7 @@ and if we had to process an \emph{arbitrary} signal this would severely limit ou
|
||||||
For this reason all approaches to grid frequency estimation are based on a model of the voltage waveform. Nominally
|
For this reason all approaches to grid frequency estimation are based on a model of the voltage waveform. Nominally
|
||||||
this waveform is a perfect sine at $f=\SI{50}{\hertz}$. In practice it is a sine at $f\approx\SI{50}{\hertz}$
|
this waveform is a perfect sine at $f=\SI{50}{\hertz}$. In practice it is a sine at $f\approx\SI{50}{\hertz}$
|
||||||
superimposed with some aperiodic noise (e.g. irregular spikes from inductive loads being energized) as well as harmonic
|
superimposed with some aperiodic noise (e.g. irregular spikes from inductive loads being energized) as well as harmonic
|
||||||
distortion that is caused by topologically nearby devices with power factor $\cos \theta \neq 1.0$. Under a continous
|
distortion that is caused by topologically nearby devices with power factor $\cos \theta \neq 1.0$. Under a continuous
|
||||||
fourier transform over a long period the frequency spectrum of a signal distorted like this will be a low noise floor
|
fourier transform over a long period the frequency spectrum of a signal distorted like this will be a low noise floor
|
||||||
depending mainly on aperiodic noise on which a comb of harmonics as well as some sub-harmonics of $f \approx
|
depending mainly on aperiodic noise on which a comb of harmonics as well as some sub-harmonics of $f \approx
|
||||||
f_\text{nom} = \SI{50}{\hertz}$ is riding. The main peak at $f \approx f_\text{nom}$ will be very strong with the
|
f_\text{nom} = \SI{50}{\hertz}$ is riding. The main peak at $f \approx f_\text{nom}$ will be very strong with the
|
||||||
|
|
@ -1835,18 +1837,18 @@ use a general approach to estimate the precise fundamental frequency of an arbit
|
||||||
experimental physicists Gasior and Gonzalez at CERN\cite{gasior01}. This approach assumes a general sinusoidal signal
|
experimental physicists Gasior and Gonzalez at CERN\cite{gasior01}. This approach assumes a general sinusoidal signal
|
||||||
superimposed with harmonics and broadband noise. Applicable to a wide spectrum of practical signal analysis tasks it is
|
superimposed with harmonics and broadband noise. Applicable to a wide spectrum of practical signal analysis tasks it is
|
||||||
a reasonable first-degree approximation of the much more sophisticated estimation algorithms developed specifically for
|
a reasonable first-degree approximation of the much more sophisticated estimation algorithms developed specifically for
|
||||||
power systems. Some algorithms use components such as kalman filters\cite{narduzzi01} that require a phyiscal model.
|
power systems. Some algorithms use components such as kalman filters\cite{narduzzi01} that require a physical model.
|
||||||
As a general algorithm \cite{gasior01} does not require this kind of application-specific tuning, eliminating one source
|
As a general algorithm \cite{gasior01} does not require this kind of application-specific tuning, eliminating one source
|
||||||
of error.
|
of error.
|
||||||
|
|
||||||
The Gasior and Gonzalez algorithm\cite{gasior01} passes the windowed input signal through a DFT, then interpolates the
|
The Gasior and Gonzalez algorithm\cite{gasior01} passes the windowed input signal through a DFT, then interpolates the
|
||||||
signal's fundamental frequency by fitting a wavelet such as a gaussian to the largest peak in the DFT results. The bias
|
signal's fundamental frequency by fitting a wavelet such as a Gaussian to the largest peak in the DFT results. The bias
|
||||||
parameter of this curve fit is an accurate estimation of the signal's fundamental frequency. This algorithm is similar
|
parameter of this curve fit is an accurate estimation of the signal's fundamental frequency. This algorithm is similar
|
||||||
to the simpler interpolated DFT algorithm used as a reference in much of the synchrophasor estimation
|
to the simpler interpolated DFT algorithm used as a reference in much of the synchrophasor estimation
|
||||||
literature\cite{borkowski01}. The three-term variant of the maximum sidelobe decay window often used there is a blackman
|
literature\cite{borkowski01}. The three-term variant of the maximum side lobe decay window often used there is a
|
||||||
window with parameter $\alpha = \frac{1}{4}$. Analysis has shown\cite{belega01} that the interpolated DFT algorithm is
|
Blackman window with parameter $\alpha = \frac{1}{4}$. Analysis has shown\cite{belega01} that the interpolated DFT
|
||||||
worse than algorithms involving more complex models under some conditions but that there is \emph{no free lunch} meaning
|
algorithm is worse than algorithms involving more complex models under some conditions but that there is \emph{no free
|
||||||
that more complex perform worse when the input signal deviates from their models.
|
lunch} meaning that more complex perform worse when the input signal deviates from their models.
|
||||||
|
|
||||||
\subsection{Frequency sensor hardware design}
|
\subsection{Frequency sensor hardware design}
|
||||||
% FIXME: link to schematics in appendix
|
% FIXME: link to schematics in appendix
|
||||||
|
|
@ -1912,7 +1914,7 @@ with a printed label and a few status lights on its front.
|
||||||
\subsection{Clock accuracy considerations}
|
\subsection{Clock accuracy considerations}
|
||||||
|
|
||||||
Our measurement hardware will sample line voltage at some sampling rate $f_S$, e.g.\ \SI{1}{\kilo\hertz}. All downstream
|
Our measurement hardware will sample line voltage at some sampling rate $f_S$, e.g.\ \SI{1}{\kilo\hertz}. All downstream
|
||||||
processsing is limited in accuracy by the accuracy of $f_S$\footnote{
|
processing is limited in accuracy by the accuracy of $f_S$\footnote{
|
||||||
We are not considering the effect of clock jitter. We are highly oversampling the signal and the FFT done in our
|
We are not considering the effect of clock jitter. We are highly oversampling the signal and the FFT done in our
|
||||||
downstream processing will average out small jitter effects leaving only frequency stability to worry about. }. We
|
downstream processing will average out small jitter effects leaving only frequency stability to worry about. }. We
|
||||||
generate our sampling clock in hardware by clocking the ADC from one of the microcontroller's timer blocks clocked from
|
generate our sampling clock in hardware by clocking the ADC from one of the microcontroller's timer blocks clocked from
|
||||||
|
|
@ -2000,16 +2002,35 @@ with IO contention on the Raspberry PI/Linux side causing only 16 skipped sample
|
||||||
|
|
||||||
\subsection{Frequency sensor measurement results}
|
\subsection{Frequency sensor measurement results}
|
||||||
|
|
||||||
Captured raw waveform data has been processed in the Jupyter Lab environment\cite{kluyver01} and grid frequency
|
\begin{figure}
|
||||||
estimates are extracted as described in Section \ref{frequency_estimation} using the Gasior and Gonzalez\cite{gasior01}
|
\centering
|
||||||
technique. The Jupyter notebook we used for frequency measurement is included with the supplementary materials to this
|
\begin{minipage}[c]{0.48\textwidth}
|
||||||
thesis. In Figure \ref{freq_meas_feedback} we fed back to the frequency estimator its own output giving us an indication
|
\includegraphics{resources/grid_meas_device_front.jpg}
|
||||||
of its numerical performance. The result was \SI{1.3}{\milli\hertz} of RMS noise over a \SI{3600}{\second} simulation
|
\end{minipage}
|
||||||
time. This indicates performance is good enough for our purposes. In addition to this we validated our algorithm's
|
\begin{minipage}[c]{0.48\textwidth}
|
||||||
performance by applying it to the test waveforms from \cite{wright01}. In this test we got errors of
|
\includegraphics{resources/grid_meas_device_open.jpg}
|
||||||
\SI{4.4}{\milli\hertz} for the \emph{noise} test waveform, \SI{0.027}{\milli\hertz} for the \emph{interharmonics} test
|
\end{minipage}
|
||||||
waveform and \SI{46}{\milli\hertz} for the \emph{amplitude and phase step} test waveform. Full results can be found in
|
\vspace*{3mm}
|
||||||
Figure \ref{freq_meas_rocof_reference}.
|
\caption{
|
||||||
|
The finished grid frequency sensor device. The large yellow part on the bottom left is the crystal oven. The
|
||||||
|
large black part is the power supply module. The microcontroller is on the bottom right of the device and the
|
||||||
|
measurement circuit is in its middle. The device connects to the data recording computer via galvanically
|
||||||
|
isolated USB on the bottom and to a regular wall socket through the IEC connector on the top of the device.
|
||||||
|
}
|
||||||
|
\label{pic_freq_sensor}
|
||||||
|
\end{figure}
|
||||||
|
|
||||||
|
Our completed frequency sensor can be seen in Figure \ref{pic_freq_sensor}. The raw voltage waveform data we captured
|
||||||
|
with it has been processed in the Jupyter Lab environment\cite{kluyver01} and grid frequency estimates are extracted as
|
||||||
|
described in Section \ref{frequency_estimation} using the Gasior and Gonzalez\cite{gasior01} technique. The Jupyter
|
||||||
|
notebook we used for frequency measurement is included with the supplementary materials to this thesis. In Figure
|
||||||
|
\ref{freq_meas_feedback} we fed back to the frequency estimator its own output giving us an indication of its numerical
|
||||||
|
performance. The result was \SI{1.3}{\milli\hertz} of RMS noise over a \SI{3600}{\second} simulation time. This
|
||||||
|
indicates performance is good enough for our purposes. In addition to this we validated our algorithm's performance by
|
||||||
|
applying it to the test waveforms from \cite{wright01}. In this test we got errors of \SI{4.4}{\milli\hertz} for the
|
||||||
|
\emph{noise} test waveform, \SI{0.027}{\milli\hertz} for the \emph{interharmonics} test waveform and
|
||||||
|
\SI{46}{\milli\hertz} for the \emph{amplitude and phase step} test waveform. Full results can be found in Figure
|
||||||
|
\ref{freq_meas_rocof_reference}.
|
||||||
|
|
||||||
Figures \ref{freq_meas_trace} and \ref{freq_meas_trace_mag} show our measurement results over a 24-hour and a 2-hour
|
Figures \ref{freq_meas_trace} and \ref{freq_meas_trace_mag} show our measurement results over a 24-hour and a 2-hour
|
||||||
window respectively.
|
window respectively.
|
||||||
|
|
@ -2023,7 +2044,7 @@ window respectively.
|
||||||
four graphs show a comparison of the original trace (blue) and the re-calculated trace (orange). The bottom
|
four graphs show a comparison of the original trace (blue) and the re-calculated trace (orange). The bottom
|
||||||
trace shows the difference between the two. As we can tell both traces agree very well with an overall RMS
|
trace shows the difference between the two. As we can tell both traces agree very well with an overall RMS
|
||||||
deviation of about \SI{1.3}{\milli\hertz}. The bottom trace shows deviation growing over time. This is an effect
|
deviation of about \SI{1.3}{\milli\hertz}. The bottom trace shows deviation growing over time. This is an effect
|
||||||
of numerical errors in our ad-hoc waveform generator.
|
of numerical errors in our ad hoc waveform generator.
|
||||||
}
|
}
|
||||||
\label{freq_meas_feedback}
|
\label{freq_meas_feedback}
|
||||||
\end{figure}
|
\end{figure}
|
||||||
|
|
@ -2067,7 +2088,7 @@ window respectively.
|
||||||
\centering
|
\centering
|
||||||
\includegraphics{../lab-windows/fig_out/mains_voltage_spectrum}
|
\includegraphics{../lab-windows/fig_out/mains_voltage_spectrum}
|
||||||
\caption{Power spectral density of the mains voltage trace in Figure \ref{freq_meas_trace}. Data was captured using
|
\caption{Power spectral density of the mains voltage trace in Figure \ref{freq_meas_trace}. Data was captured using
|
||||||
our frequency measurement sensor (\ref{sec-fsensor}) and FFT-processed after applying a blackman window. The
|
our frequency measurement sensor (\ref{sec-fsensor}) and FFT-processed after applying a Blackman window. The
|
||||||
vertical lines indicate \SI{50}{\hertz} and odd harmonics. We can see the expected peak at \SI{50}{\hertz} along
|
vertical lines indicate \SI{50}{\hertz} and odd harmonics. We can see the expected peak at \SI{50}{\hertz} along
|
||||||
with smaller peaks at odd harmonics. We can also see a number of spurious tones both between harmonics and at low
|
with smaller peaks at odd harmonics. We can also see a number of spurious tones both between harmonics and at low
|
||||||
frequencies. We can also see bands containing high noise energy around \SI{0.1}{\hertz}. This graph shows a high
|
frequencies. We can also see bands containing high noise energy around \SI{0.1}{\hertz}. This graph shows a high
|
||||||
|
|
@ -2080,7 +2101,7 @@ window respectively.
|
||||||
\label{sec-ch-sim}
|
\label{sec-ch-sim}
|
||||||
|
|
||||||
To validate all layers of our communication stack from modulation scheme to cryptography we built a prototype
|
To validate all layers of our communication stack from modulation scheme to cryptography we built a prototype
|
||||||
implementation in Python. Implementing all components in a high level language builds up familiartiy with the concepts
|
implementation in Python. Implementing all components in a high level language builds up familiarity with the concepts
|
||||||
while taking away much of the implementation complexity. For our demonstrator we will not be able to use Python since
|
while taking away much of the implementation complexity. For our demonstrator we will not be able to use Python since
|
||||||
our target platform is an inexpensive low-end microcontroller. Our demonstrator firmware will have to be written in a
|
our target platform is an inexpensive low-end microcontroller. Our demonstrator firmware will have to be written in a
|
||||||
low-level language such as C or Rust. For prototyping these languages lack flexibility compared to Python.
|
low-level language such as C or Rust. For prototyping these languages lack flexibility compared to Python.
|
||||||
|
|
@ -2088,7 +2109,7 @@ low-level language such as C or Rust. For prototyping these languages lack flexi
|
||||||
To validate our modulation scheme we first performed a series of simulations on our Python demodulator prototype
|
To validate our modulation scheme we first performed a series of simulations on our Python demodulator prototype
|
||||||
implementation. To simulate a modulated grid frequency signal we added noise to a synthetic modulation signal. For most
|
implementation. To simulate a modulated grid frequency signal we added noise to a synthetic modulation signal. For most
|
||||||
simulations we used measured frequency data gathered with our frequency sensor. We only have a limited amount of capture
|
simulations we used measured frequency data gathered with our frequency sensor. We only have a limited amount of capture
|
||||||
data. Re-using segements of this data as background noise in multiple simulation runs could lead to our simulation
|
data. Re-using segments of this data as background noise in multiple simulation runs could lead to our simulation
|
||||||
results depending on individual features of this particular capture that would be common between all runs. To estimate
|
results depending on individual features of this particular capture that would be common between all runs. To estimate
|
||||||
the impact of this problem we re-ran some of our simulations with artificial random noise synthesized with a power
|
the impact of this problem we re-ran some of our simulations with artificial random noise synthesized with a power
|
||||||
spectral density matching that of our capture. To do this, we first measured our capture's PSD, then fitted a
|
spectral density matching that of our capture. To do this, we first measured our capture's PSD, then fitted a
|
||||||
|
|
@ -2096,7 +2117,7 @@ low-resolution spline to the PSD curve in log-log coördinates. We then generate
|
||||||
spline with the DFT of the synthetic noise and performed an iDFT on the result. The resulting time-domain signal is our
|
spline with the DFT of the synthetic noise and performed an iDFT on the result. The resulting time-domain signal is our
|
||||||
synthetic grid frequency data. Figure \ref{freq_meas_spectrum} shows the PSD of our measured grid frequency signal. The
|
synthetic grid frequency data. Figure \ref{freq_meas_spectrum} shows the PSD of our measured grid frequency signal. The
|
||||||
red line indicates the low-resolution log-log spline interpolation used for shaping our artificial noise. Figure
|
red line indicates the low-resolution log-log spline interpolation used for shaping our artificial noise. Figure
|
||||||
\ref{simulated_noise_spectrum} shows the PSD of our simulated signal overlayed with the same spline as a red line and
|
\ref{simulated_noise_spectrum} shows the PSD of our simulated signal overlaid with the same spline as a red line and
|
||||||
shows time-domain traces of both simulated (blue) and reference signals (orange) at various time scales. Visually both
|
shows time-domain traces of both simulated (blue) and reference signals (orange) at various time scales. Visually both
|
||||||
signals look very similar, suggesting that we have found a good synthetic approximation of our measurements.
|
signals look very similar, suggesting that we have found a good synthetic approximation of our measurements.
|
||||||
|
|
||||||
|
|
@ -2148,11 +2169,11 @@ ratio, margins in various parts of the demodulator decrease which statistically
|
||||||
Our simulations yield smooth, reproducible SER curves with adequately low error bounds. This shows SER is related
|
Our simulations yield smooth, reproducible SER curves with adequately low error bounds. This shows SER is related
|
||||||
monotonically to the signal-to-noise margins inside our demodulator prototype.
|
monotonically to the signal-to-noise margins inside our demodulator prototype.
|
||||||
|
|
||||||
\subsection{Sensitivity as a function of sequency length}
|
\subsection{Sensitivity as a function of sequence length}
|
||||||
|
|
||||||
A basic parameter of our DSSS modulation is the length of the Gold codes used. The length of a Gold code is exponential
|
A basic parameter of our DSSS modulation is the length of the Gold codes used. The length of a Gold code is exponential
|
||||||
in the code's bit count. Figure \ref{dsss_gold_nbits_overview} shows a plot of the symbol error rate of our demodulator
|
in the code's bit count. Figure \ref{dsss_gold_nbits_overview} shows a plot of the symbol error rate of our demodulator
|
||||||
prototype depending on amplitude for each of five, six, seven and eigth-bit Gold sequences. In regions where symbol
|
prototype depending on amplitude for each of five, six, seven and eight bit Gold sequences. In regions where symbol
|
||||||
error rate is neither clipping at $0$ nor at $1$ we can see the expected dependency that a $n+1$ bit Gold sequence at
|
error rate is neither clipping at $0$ nor at $1$ we can see the expected dependency that a $n+1$ bit Gold sequence at
|
||||||
roughly twice the length yields roughly one half the SER. We can also observe a saturation effect: At low amplitudes,
|
roughly twice the length yields roughly one half the SER. We can also observe a saturation effect: At low amplitudes,
|
||||||
increasing the correlation length does not yield much benefit in SER anymore. In particular at a signal amplitude of
|
increasing the correlation length does not yield much benefit in SER anymore. In particular at a signal amplitude of
|
||||||
|
|
@ -2218,7 +2239,7 @@ $4.0$ to $5.5$.
|
||||||
|
|
||||||
Figure \ref{dsss_thf_amplitude_5678} contains plots of demodulator sensitivity like the one in Figure
|
Figure \ref{dsss_thf_amplitude_5678} contains plots of demodulator sensitivity like the one in Figure
|
||||||
\ref{dsss_gold_nbits_overview}. This time there is one color-coded trace for each threshold factor between $1.5$ and
|
\ref{dsss_gold_nbits_overview}. This time there is one color-coded trace for each threshold factor between $1.5$ and
|
||||||
$10.0$ in steps of $0.5$. We can see a clear dependency of demodulation performance from trheshold factor with both very
|
$10.0$ in steps of $0.5$. We can see a clear dependency of demodulation performance from threshold factor with both very
|
||||||
low and very high values breaking the demodulator. The runaway traces that we can see at low threshold factors are
|
low and very high values breaking the demodulator. The runaway traces that we can see at low threshold factors are
|
||||||
artifacts of an implementation issue with our prototype code. We later fixed this issue in the demonstrator firmware
|
artifacts of an implementation issue with our prototype code. We later fixed this issue in the demonstrator firmware
|
||||||
in Section \ref{sec-demo-fw-impl}. For comparison purposes this issue do not matter.
|
in Section \ref{sec-demo-fw-impl}. For comparison purposes this issue do not matter.
|
||||||
|
|
@ -2258,7 +2279,7 @@ duration is specified in grid frequency sampling periods to ease implementation
|
||||||
|
|
||||||
Figure \ref{chip_duration_sensitivity} shows the dependence of symbol error rate at a fixed good threshold factor from
|
Figure \ref{chip_duration_sensitivity} shows the dependence of symbol error rate at a fixed good threshold factor from
|
||||||
chip duration. The color bars indicate both chip duration translated to seconds real-time and the resulting symbol
|
chip duration. The color bars indicate both chip duration translated to seconds real-time and the resulting symbol
|
||||||
duration at the given Gold code length. In the lower graphs we show the trace of ampltude at $\text{SER}=0.5$ over chip
|
duration at the given Gold code length. In the lower graphs we show the trace of amplitude at $\text{SER}=0.5$ over chip
|
||||||
duration like we did in Figure \ref{dsss_thf_sensitivity_all_bits} for threshold factor. In both graphs we can see a
|
duration like we did in Figure \ref{dsss_thf_sensitivity_all_bits} for threshold factor. In both graphs we can see a
|
||||||
faint optimum for very short chips with a decrease of sensitivity for long chips. This effect is due to longer chips
|
faint optimum for very short chips with a decrease of sensitivity for long chips. This effect is due to longer chips
|
||||||
moving the signal band into noisier spectral regions (cf.\ Figure \ref{freq_meas_spectrum}).
|
moving the signal band into noisier spectral regions (cf.\ Figure \ref{freq_meas_spectrum}).
|
||||||
|
|
@ -2328,7 +2349,7 @@ the results for both are very close in absolute value.
|
||||||
Chip duration/sensitivity simulation results like in Figure \ref{chip_duration_sensitivity} compared between a
|
Chip duration/sensitivity simulation results like in Figure \ref{chip_duration_sensitivity} compared between a
|
||||||
simulation using measured frequency data like in the previous graphs and one using artificially generated noise.
|
simulation using measured frequency data like in the previous graphs and one using artificially generated noise.
|
||||||
There is little visible difference indicating that we have found a good model of reality in our noise
|
There is little visible difference indicating that we have found a good model of reality in our noise
|
||||||
synthesizer, but also that real grid frequency behaves like a frequency-shaped gaussian noise process.
|
synthesizer, but also that real grid frequency behaves like a frequency-shaped Gaussian noise process.
|
||||||
}
|
}
|
||||||
\label{chip_duration_sensitivity_cmp}
|
\label{chip_duration_sensitivity_cmp}
|
||||||
\end{figure}
|
\end{figure}
|
||||||
|
|
@ -2355,7 +2376,7 @@ written a standards-compliant setup would consist of a comparatively feature-lim
|
||||||
gateway (SMGW) containing all of the complex bidirectional protocol logic such as wireless or landline IP connectivity.
|
gateway (SMGW) containing all of the complex bidirectional protocol logic such as wireless or landline IP connectivity.
|
||||||
The realistic target for a setup in this architecture would be the components of an SMGW such as its communication modem
|
The realistic target for a setup in this architecture would be the components of an SMGW such as its communication modem
|
||||||
or main application processor. In the German architecture the smart meter does not even have to have a bi-directional
|
or main application processor. In the German architecture the smart meter does not even have to have a bi-directional
|
||||||
data link to the SMGW effectively mitigating any attack vector for remote compormise.
|
data link to the SMGW effectively mitigating any attack vector for remote compromise.
|
||||||
|
|
||||||
Despite these considerations we still chose to reset the application MCU inside smart meter for two reasons. One is that
|
Despite these considerations we still chose to reset the application MCU inside smart meter for two reasons. One is that
|
||||||
SMGWs are much rarer on the second-hand market. The other is that SMGWs are a particular feature of the German
|
SMGWs are much rarer on the second-hand market. The other is that SMGWs are a particular feature of the German
|
||||||
|
|
@ -2464,7 +2485,7 @@ upgrade and a remotely accessible disconnect switch.
|
||||||
We based our safety reset demonstrator firmware on the grid frequency sensor firmware we developed in Section
|
We based our safety reset demonstrator firmware on the grid frequency sensor firmware we developed in Section
|
||||||
\ref{sec-fsensor}. We implemented DSSS demodulation by translating the Python prototype code we developed in Section
|
\ref{sec-fsensor}. We implemented DSSS demodulation by translating the Python prototype code we developed in Section
|
||||||
\ref{sec-ch-sim} to embedded C code. After validating the C translation in extensive simulations we integrated our code
|
\ref{sec-ch-sim} to embedded C code. After validating the C translation in extensive simulations we integrated our code
|
||||||
with a reed-solomon implementation and a libsodium-based implementation of the cryptographic protocol we designed in
|
with a Reed-Solomon implementation and a libsodium-based implementation of the cryptographic protocol we designed in
|
||||||
Section \ref{sec-crypto}. To reprogram the target \texttt{MSP430} microcontroller we ported the low-level bitbang JTAG
|
Section \ref{sec-crypto}. To reprogram the target \texttt{MSP430} microcontroller we ported the low-level bitbang JTAG
|
||||||
driver of \texttt{mspdebug}\footnote{\url{https://github.com/dlbeer/mspdebug}}. See Figure \ref{fig_demo_sig_schema} for
|
driver of \texttt{mspdebug}\footnote{\url{https://github.com/dlbeer/mspdebug}}. See Figure \ref{fig_demo_sig_schema} for
|
||||||
a schematic overview of signal processing in our demonstrator.
|
a schematic overview of signal processing in our demonstrator.
|
||||||
|
|
@ -2493,10 +2514,20 @@ the receiver by equalization with a matched filter.
|
||||||
|
|
||||||
\section{Experimental results}
|
\section{Experimental results}
|
||||||
|
|
||||||
|
\begin{figure}
|
||||||
|
\centering
|
||||||
|
\includegraphics[width=0.6\textwidth]{resources/prototype.jpg}
|
||||||
|
\caption{The completed prototype setup. The board on the left is the safety reset microcontroller. It is connected
|
||||||
|
to the smart meter in the middle through an adapter board. The top left contains a USB hub with debug interfaces to
|
||||||
|
the reset microcontroller. The cables on the bottom left are the debug USB cable and the \SI{3.5}{\milli\meter}
|
||||||
|
audio cable for the simulated mains voltage input.}
|
||||||
|
\label{fig_proto_pic}
|
||||||
|
\end{figure}
|
||||||
|
|
||||||
After extensive simulations and testing of the individual modules of our solution we proceeded to conduct a real-world
|
After extensive simulations and testing of the individual modules of our solution we proceeded to conduct a real-world
|
||||||
experiment. We tried the demonstrator setup with an emulated noisy DSSS signal in real-time. Our experiment went without
|
experiment. We tried the demonstrator setup in Figure \ref{fig_proto_pic} using an emulated noisy DSSS signal in
|
||||||
any issues and the firmware implementation correctly reset the demonstrator's meter. We were happy to see that our
|
real-time. Our experiment went without any issues and the firmware implementation correctly reset the demonstrator's
|
||||||
extensive testing paid off: The demonstrator setup worked on its first try.
|
meter. We were happy to see that our extensive testing paid off: The demonstrator setup worked on its first try.
|
||||||
% FIXME add pictures of the finished demo setup in action
|
% FIXME add pictures of the finished demo setup in action
|
||||||
% FIXME maybe add an SER curve here?
|
% FIXME maybe add an SER curve here?
|
||||||
|
|
||||||
|
|
@ -2634,7 +2665,7 @@ the two is simple and one-way, it can be validated to a high standard of securit
|
||||||
Despite these security benefits, the cost of such a separate hardware device might prove high in a mass-market rollout.
|
Despite these security benefits, the cost of such a separate hardware device might prove high in a mass-market rollout.
|
||||||
In this case, one might attempt to integrate the reset controller into the core microcontroller in some way. Primarily,
|
In this case, one might attempt to integrate the reset controller into the core microcontroller in some way. Primarily,
|
||||||
there would be two ways to accomplish this. One is a solution that physically integrates an additional microcontroller
|
there would be two ways to accomplish this. One is a solution that physically integrates an additional microcontroller
|
||||||
core into the main application microcontroller package either as a submodule on the same die or as a separate die in a
|
core into the main application microcontroller package either as a module on the same die or as a separate die in a
|
||||||
multi-chip module (MCM) with the main application microcontroller. A custom solution integrating both on a single die
|
multi-chip module (MCM) with the main application microcontroller. A custom solution integrating both on a single die
|
||||||
might be a viable path for very large-scale deployments but will most likely be too expensive in tooling costs alone to
|
might be a viable path for very large-scale deployments but will most likely be too expensive in tooling costs alone to
|
||||||
justify its use. More likely for a medium- to large-scale deployment of millions of meters would be a MCM integrating an
|
justify its use. More likely for a medium- to large-scale deployment of millions of meters would be a MCM integrating an
|
||||||
|
|
@ -2678,7 +2709,7 @@ foundations of the process based on an established model of inertial grid freque
|
||||||
shown the viability of our end-to-end design through extensive simulations. To properly base these simulations we have
|
shown the viability of our end-to-end design through extensive simulations. To properly base these simulations we have
|
||||||
developed a grid frequency measurement methodology comprising of a custom-designed hardware device for electrically safe
|
developed a grid frequency measurement methodology comprising of a custom-designed hardware device for electrically safe
|
||||||
data capture and a set of software tools to archive and process captured data. Our simulations show good behavior of our
|
data capture and a set of software tools to archive and process captured data. Our simulations show good behavior of our
|
||||||
broadcast communication system and give an indication that coöperating with a large consumer such as an aluminium
|
broadcast communication system and give an indication that coöperating with a large consumer such as an aluminum
|
||||||
smelter would be a feasible way to set up a transmitter with very low hardware overhead. Based on our broadcast
|
smelter would be a feasible way to set up a transmitter with very low hardware overhead. Based on our broadcast
|
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primitive we have developed a cryptographic protocol ready for embedded implementation in resource-constrained systems
|
primitive we have developed a cryptographic protocol ready for embedded implementation in resource-constrained systems
|
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that allows triggering all or a selected subset of devices within a quick response time of less than 30 minutes.
|
that allows triggering all or a selected subset of devices within a quick response time of less than 30 minutes.
|
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|
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Add table
Add a link
Reference in a new issue